Please join Lowenstein Sandler partners David L. Goret, Scott H. Moss and Boris Liberman as they lead a roundtable discussion in which senior legal and compliance professionals compare notes on their approaches to key compliance concerns facing leading investment managers.
Our breakfast program provides a forum for a select audience of chief legal and compliance officers to discuss important legal and regulatory issues, and related operating challenges unique to investment managers. Among other recent developments, we will discuss:
- Compliance with the New Marketing Rule and the SEC Marketing Exam Priorities
- Recent proposed rule changes affecting private fund managers
- The evolving landscape of alternative data
Speakers:
- David L. Goret, Partner, Lowenstein Sandler LLP
- Scott H. Moss, Partner; Chair, Fund Regulatory & Compliance, Lowenstein Sandler LLP
- Boris Liberman, Partner; Co-Chair, Derivatives & Structured Products, Lowenstein Sandler LLP
Time: 8:30-10:30 a.m. ET
Location: Lowenstein Sandler, 1251 Avenue of the Americas, New York, NY 10020
CLE Credit provided by Lowenstein Sandler LLP
