This panel discussion will focus on the state of play in areas of importance to senior legal and compliance professionals:
- SEC investment adviser examinations and enforcement…and whether to cooperate or self-report;
- Trends after the Private Fund Adviser Rules were vacated; and
- Marketing best practices, guidance, and enforcement.
Speakers:
- Scott H. Moss, Partner; Vice Chair, Investment Management; Chair, Fund Regulatory & Compliance, Lowenstein Sandler LLP
- David L. Goret, Partner, Lowenstein Sandler LLP
- Julia Reyes, Partner, ACA Global
- Myles Blechner, Managing Director, ACA Global
Time: 4-6:30 p.m. ET
Location: Lowenstein Sandler LLP, 1251 Avenue of the Americas, New York, NY 10020
