Join H. Gregory Baker, Rachel Maimin, and Scott H. Moss of Lowenstein Sandler and Ken C. Joseph of Duff & Phelps for a virtual conversation about what private fund managers can expect under new SEC and DOJ leadership under the Biden administration.
Topics will include:
- Recent examination trends and projected enforcement priorities in an environment of greater regulation
- How the recent statute of limitations and disgorgement amendments to the Exchange Act may impact SEC investigations moving forward
- How the SEC is responding to the recent “short squeeze” trading activity in GameStop, AMC and other issuers and the impact on fund manager compliance and risk management regimes
Time: 9-10 a.m. ET
