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Represented Celldex Therapeutics, Inc. (NASDAQ: CLDX) in connection with its $287.5 million public offering of common stock.
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Represented H.C. Wainwright & Co. as exclusive placement agent in a $50 million registered direct offering of common stock and warrants of Surgalign Holdings, Inc. (NASDAQ: SRGA), a global medical technology company focused on elevating the standard of care through the evolution of digital surgery.
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Represented Sonnet BioTherapeutics Holdings, Inc. (NASDAQ: SONN), a biopharmaceutical company developing innovative targeted biologic drugs, in connection with a $30 million underwritten public offering of common stock and warrants.
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Represented M28 Capital, Maverick Capital and Population Health as lead investors in a $100 million preferred stock financing for Fractyl Health, Inc.
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Represented Reviva Pharmaceuticals Holdings, Inc., (NASDAQ: RVPH), a clinical-stage pharmaceutical company developing therapies that seek to address unmet medical needs in the areas of central nervous system (CNS), cardiovascular, metabolic, and inflammatory diseases, in a $34.5 million underwritten offering of common stock and warrants.
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Represented AzurRx BioPharma Inc. (NASDAQ: AZRX), a biopharmaceutical company specialized in the research and development of non-systemic biologics for gastrointestinal disorders, in their $50 million at-the-market offering of common stock. H.C. Wainwright & Co., LLC served as sales agent.
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Represented Zomedica Corp. (NYSE: ZOM), veterinary health company, in a $200 million underwritten offering of common shares.
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Represented Aeterna Zentaris Inc. (NASDAQ: AEZS), a specialty biopharmaceutical company commercializing and developing therapeutics and diagnostic tests, in connection with a $29.7 underwritten offering of common stock.
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Represented H.C. Wainwright & Co., as exclusive placement agent, in connection with a $61 million registered direct offering of common stock of Caladrius Biosciences, Inc. (NASDAQ: CLBS), a clinical-stage biopharmaceutical company dedicated to the development of cellular therapies designed to reverse disease.
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Represented Oppenheimer & Co. Inc., as sole book-running manager, and Roth Capital Partners, LLC, as co-manager, in connection with the $67.8 million underwritten public offering of common stock of Moleculin Biotech, Inc. (NASDAQ: MBRX), a clinical stage pharmaceutical company with a broad portfolio of drug candidates targeting highly resistant tumors and viruses.
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Represented an investor in connection with an aggregate $1.2 billion private placement of common stock by Social Capital Hedosophia Holdings Corp. V (IPOE), a special purpose acquisition company (SPAC), which financed a portion of the acquisition by the SPAC of Social Financial Inc., a leading financial services platform.
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Represented BTIG, LLC, as sole book-running manager, in connection with a $42 million underwritten public offering of common stock of OncoSec Medical Incorporated (NASDAQ:ONCS), a late-stage biotechnology company.
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Represented an investor in connection with an aggregate $400 million private placement of common stock by Social Capital Hedosophia Holdings Corp. III, a special purpose acquisition company (SPAC), which financed a portion of the acquisition by the SPAC of Clover Health Investments, Corp., an innovative technology company improving health outcomes for America’s seniors.
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Represented an investor in connection with an aggregate $600 million private placement of common stock by Social Capital Hedosophia Holdings Corp. II, a special purpose acquisition company (SPAC), which financed a portion of the acquisition by the SPAC of Opendoor Labs Inc., a leading digital platform for residential real estate.
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Represented Corbus Pharmaceuticals Holdings, Inc. (NASDAQ: CRBP), a clinical-stage pharmaceutical company focused on the development and commercialization of novel therapeutics to treat rare, chronic, and serious inflammatory and fibrotic diseases, in connection with an at-the-market offering of shares of common stock for up to $150 million.
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Represented Matinas BioPharma Holdings, Inc. (NYSE:MTNB), a clinical stage biopharmaceutical company focused on development of its lead product candidate, MAT9001, for the treatment of cardiovascular and metabolic conditions, in connection with an at-the-market offering with an aggregate offering price of up to $50 million.
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Represented Celldex Therapeutics, Inc. (NASDAQ: CLDX), a biopharmaceutical company focused on the development and commercialization of immunotherapies and other targeted biologics, in connection with a $130.4 million public offering of common stock.
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Represented Provention Bio, Inc. (Nasdaq: PRVB), a biopharmaceutical company dedicated to intercepting and preventing immune-mediated diseases, in connection with a $110 million underwritten public offering of common stock.
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Served as local counsel to National Fuel Gas Company, a diversified energy company engaged principally in the production, gathering, transportation, distribution, and marketing of natural gas, in connection with a $500 million public offering and sale of Notes due 2026.
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Represented Timber Pharmaceuticals LLC, a privately held biopharmaceutical company focused on the development and commercialization of treatments for orphan dermatologic diseases, in connection with a $25 million private placement of common stock and warrants.
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Represented an investor in connection with the private exchange of approximately $277 million aggregate principal amount of outstanding indebtedness for approximately $297 million aggregate principal amount of newly issued unsecured Senior Notes of R.R. Donnelley & Sons Company (NYSE: RRD), a global provider of multichannel business communications services and marketing solutions.
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Represented Matinas BioPharma Holdings, Inc. (NYSE:MTNB) in connection with a clinical stage biopharmaceutical company focused on development of its lead product candidate, MAT9001, for the treatment of cardiovascular and metabolic conditions, in connection with an approximately $50 million public offering of common stock.